Municipal Advisor Activities are described in Section 15B(e)(4)(A)(i) and (ii) of the Securities Exchange Act of 1934 (the "ACT").
These activities may include providing advice to or on behalf of a municipal entity; structure, timing, terms, and other matters concerning financial products or issues, or undertaking the solicitation of a municipal entity for any of these purposes.
These activities may include providing advice to or on behalf of a municipal entity; structure, timing, terms, and other matters concerning financial products or issues, or undertaking the solicitation of a municipal entity for any of these purposes.
- BOND PLANNING AND DEBT REVIEWSGeneral obligation bond planning, Mello-Ross bond planning, pension obligation bond planning, debt planning for energy projects, debt restructuring, debt reviews, debt and financial policy development
- DEBT-RELATED SERVICESGenerally include client representation in public meetings, bond structuring, bond pricing, post bond pricing transparency reports, bond market analysis, assistance with credit ratings and credit enhancement, support related to negotiation of contracts and bond terms, requests for information, and compliance with debt policies and procedures
- CAPITAL FINANCINGSRevenue bonds, certificates of participation, capital and equipment lease-purchase agreements, general obligation bonds, special tax bonds, and assessment bonds
- CASH FLOW FINANCINGSTax and revenue anticipation notes, bond anticipation notes, grant anticipation notes
- TAX CREDIT AND SUBSIDIZED LOANSFederally subsidized loans utilizing tax credits, assistance with loan programs sponsored by USDA, I-Bank, California energy commission, statewide bond authorities and state revolving fund loans
- ON-GOING DEBT ADMINISTRATIONDissemination agent services, annual continuing disclosure reports and material event notice filing, surveillance of material event filings, annual debt transparency reports, municipal market data, financial communications